Stephen Rollnick, Ph.D., & William R. Miller, Ph.D.
Introduction
The concept of motivational interviewing evolved from
experience in the treatment of problem drinkers, and was first described by
Miller (1983) in an article published in Behavioural Psychotherapy. These
fundamental concepts and approaches were later elaborated by Miller and Rollnick
(1991) in a more detailed description of clinical procedures. A noteworthy
omission from both of these documents, however, was a clear definition of
motivational interviewing.
We thought it timely to describe our own conceptions of
the essential nature of motivational interviewing. Any innovation tends to be
diluted and changed with diffusion (Rogers, 1994). Furthermore, some approaches
being delivered under the name of motivational interviewing (c.g., Kuchipudi,
Hobein, Fleckinger and Iber, 1990) bear little resemblance to our understanding
of its essence, and indeed in some cases directly violate what we regard to be
central characteristics. For these reasons, we have prepared this description
of: (1) a definition of motivational interviewing, (2) a terse account of what
we regard to be the essential spirit of the approach; (3) differentiation
of motivational interviewing from related methods with which it tends to be
confused; (4) a brief update on outcome research evaluating its efficacy; and
(5) a discussion of new applications that are emerging.
Definition
Our best current definition is this: Motivational
interviewing is a directive, client-centered counselling style for eliciting
behaviour change by helping clients to explore and resolve ambivalence.
Compared with nondirective counselling, it is more focused and goal-directed.
The examination and resolution of ambivalence is its central purpose, and the
counselor is intentionally directive in pursuing this goal.
The spirit of motivational interviewing
We believe it is vital to distinguish between the
spirit of motivational interviewing and techniques that we have
recommended to manifest that spirit. Clinicians and trainers who become too
focused on matters of technique can lose sight of the spirit and style that are
central to the approach. There are as many variations in technique there are
clinical encounters. The spirit of the method, however, is move enduring and
can be characterized in a few key points.
1: Motivation
to change is elicited from the client, and not imposed from without.
Other motivational approaches have emphasized coercion, persuasion, constructive
confrontation, and the use of external contingencies (e.g., the threatened loss
of job or family). Such strategies may have their place in evoking change, but
they are quite different in spirit from motivational interviewing which relies
upon identifying and mobilizing the client's intrinsic values and goals to
stimulate behaviour change.
2: It is the
client's task, not the counsellor's, to articulate and resolve his or her
ambivalence. Ambivalence takes the form of a
conflict between two courses of action (e.g., indulgence versus restraint), each
of which has perceived benefits and costs associated with it. Many clients have
never had the opportunity of expressing the often confusing, contradictory and
uniquely personal elements of this conflict, for example, "If I stop smoking I
will feel better about myself, but I may also put on weight, which will make me
feel unhappy and unattractive." The counsellor's task is to facilitate
expression of both sides of the ambivalence impasse, and guide the client toward
an acceptable resolution that triggers change.
3: Direct
persuasion is not an effective method for resolving ambivalence.
It is tempting to try to be "helpful" by persuading the client of the urgency of
the problem about the benefits of change. It is fairly clear, however, that
these tactics generally increase client resistance and diminish the probability
of change (Miller, Benefield and Tonigan, 1993, Miller and Rollnick, 1991).
4: The
counselling style is generally a quiet and eliciting one.
Direct persuasion, aggressive confrontation, and argumentation are the
conceptual opposite of motivational interviewing and are explicitly proscribed
in this approach. To a counsellor accustomed to confronting and giving advice,
motivational interviewing can appear to be a hopelessly slow and passive
process. The proof is in the outcome. More aggressive strategies, sometimes
guided by a desire to "confront client denial," easily slip into pushing clients
to make changes for which they are not ready.
5: The
counsellor is directive in helping the client to examine and resolve
ambivalence. Motivational interviewing involves no
training of clients in behavioural coping skills, although the two approaches
not incompatible. The operational assumption in motivational interviewing is
that ambivalence or lack of resolve is the principal obstacle to be overcome in
triggering change. Once that has been accomplished, there may or may not be a
need for further intervention such as skill training. The specific strategies of
motivational interviewing are designed to elicit, clarify, and resolve
ambivalence in a client-centred and respectful counselling atmosphere.
6: Readiness
to change is not a client trait, but a fluctuating product of interpersonal
interaction. The therapist is therefore highly
attentive and responsive to the client's motivational signs. Resistance and
"denial" are seen not as client traits, but as feedback regarding therapist
behaviour. Client resistance is often a signal that the counsellor is assuming
greater readiness to change than is the case, and it is a cue that the therapist
needs to modify motivational strategies.
7: The
therapeutic relationship is more like a partnership or companionship than
expert/recipient roles. The therapist respects the
client's autonomy and freedom of choice (and consequences) regarding his or her
own behaviour.
Viewed in this way, it is inappropriate to think of
motivational interviewing as a technique or set of techniques that are applied
to or (worse) "used on" people. Rather, it is an interpersonal style, not at all
restricted to formal counselling settings. It is a subtle balance of directive
and client-centred components. shaped by a guiding philosophy and understanding
of what triggers change. If it becomes a trick or a manipulative technique, its
essence has been lost (Miller, 1994).
There are, nevertheless, specific and trainable therapist
behaviours that are characteristic of a motivational interviewing style.
Foremost among these are:
- Seeking to understand the person's frame of reference, particularly via reflective listening
- Expressing acceptance and affirmation
- Eliciting and selectively reinforcing the client's own self motivational statements expressions of problem recognition,
concern, desire and intention to change, and ability to change
- Monitoring the client's degree of readiness to change, and ensuring that resistance is not generated by jumping ahead of the
client.
- Affirming the client's freedom of choice and self-direction
The point is that it is the spirit of motivational
interviewing that gives rise to these and other specific strategies, and informs
their use. A more complete description of the clinical style has been provided
by Miller and Rollnick (1991).
Differences From Related Methods
The check-up
A number of specific intervention methods have been
derived from motivational interviewing. The Drinker's Check-up (Miller and
Sovereign, 1989; Schippers, Brokken and Otten, 1994) is an assessment-based
strategy developed as a brief contact intervention with problem drinkers. It
involves a comprehensive assessment of the client's drinking and related
behaviours, followed by systematic feedback to the client of findings. (The
check-up strategy can be and has been adapted to other problem areas as well.
The key is to provide meaningful personal feedback that can be compared with
some normative reference.) Motivational interviewing is the style with
which this feedback is delivered. It is quite possible, however, to offer
motivational interviewing without formal assessment of any kind. It is also
possible to provide assessment feedback without any interpersonal interaction
such as motivational interviewing (e.g., by mail), and there is evidence that
even such feedback can itself trigger behaviour change (Agostinelli, Brown and
Miller, 1995).
Motivational Enhancement Therapy (MET)
MET is a four-session adaptation of the check-up
intervention (Miller, Zweben, DiClemente and Rychtarik, 1992). It was developed
specifically as one of three interventions tested in Project MATCH (1993), a
multisite clinical trial of treatments for alcohol abuse and dependence. Two
follow-up sessions (at weeks 6 and 12) were added to the traditional two-session
check-up format to parallel the 12-week (and 12 session) format of two more
intensive treatments in the trial. Motivational interviewing is the predominant
style used by counsellors throughout MET.
Brief motivational interviewing
A menu of concrete strategies formed the basis for "Brief
Motivational Interviewing", which was developed for use in a single session
(around 40 minutes) in primary care settings with non-help-seeking excessive
drinkers (Rollnick, Bell and Heather, 1992). We found that it was not
immediately apparent to primary care workers how to apply the generic style of
motivational interviewing during brief medical contacts. Therefore Rollnick and
Bell designed this set of quick, concrete techniques meant to manifest the
spirit and practice of motivational interviewing in brief contact settings. An
unresolved issue is whether the spirit of motivational interviewing can be
captured in still briefer encounters of as little as 5-10 minutes. Numerous
attempts to do this are underway, although only one method has been published to
date (Stott, Rollnick, Rees and Pill, 1995).
Brief intervention
This raises a fourth common confusion. Brief intervention
in general has been confused with motivational interviewing, helped perhaps by
the introduction of more generic terms such as "brief motivational counselling"
(Holder, Longabaugh, Miller and Rubonis, 1991). Such brief interventions, as
focused on drinking, have been offered to two broad client groups: heavy
drinkers in general medical settings who have not asked for help, and
help-seeking problem drinkers in specialist settings (Bien, Miller and Tonigan,
1993).
Attempts to understand the generally demonstrated
effectiveness of brief intervention, have pointed to common underlying
ingredients, one expression of which is found in the acronym FRAMES
originally devised by Miller and Sanchez (1994). The letters of FRAMES
refer to the use of Feedback, Responsibility for change lying with
the individual, Advice-giving, providing a Menu of change options,
an Empathic counselling style, and the enhancement of Self-efficacy
(see Bien et al., 1993; Miller and Rollnick, 1991). Although many of these
ingredients are clearly congruent with a motivational interviewing style, some
applications (e.g., of advice-giving) are not (Rollnick, Kinnersley and Stott
1993). Therefore motivational interviewing ought not be confused with brief
interventions in general. We suggest that the word "motivational" be used only
when there is a primary intentional focus on increasing readiness for change.
Further, "motivational interviewing" should be used only when careful attention
has been paid to the definition and characteristic spirit described above. Put
simply, if direct persuasion, appeals to professional authority, and directive
advice-giving are part of the (brief) intervention, a description of the
approach as "motivational interviewing" is inappropriate. We are concerned to
prevent an ever-widening variety of methods from being erroneously presented
(and tested) as motivational interviewing. It should also be useful to
distinguish between explanations of the mechanisms by which brief interventions
work (which might or might not involve motivational processes) and specific
methods, derived from motivational interviewing, which are designed to encourage
behaviour change.
Differences From More Confrontational Approaches
Although motivational interviewing does, in one sense,
seek to "confront" clients with reality, this method differs substantially from
more aggressive styles of confrontation. More specifically, we would regard
motivational interviewing as not being offered when a therapist;
-
argues that the person has a problem and needs
to change
- offers direct advice or prescribes solutions to
the problem without the person's permission or without actively encouraging the
person to make his or her own choices
- uses an authoritative/expert stance leaving the
client in a passive role
- does most of the talking, or functions as a
unidirectional information delivery system
- imposes a diagnostic label
- behaves in a punitive or coercive manner
Such techniques violate the essential spirit of
motivational interviewing.
Reprinted with permission from
Rollnick S., & Miller, W.R. (1995). What is motivational interviewing?
Behavioural and Cognitive Psychotherapy, 23, 325-334.